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GuidesPart 2 of 2: Supervisory Flexibility Explained: How to Plan for 3 April 2028
Part 2 of Qomply’s FCA PS26/15 guide covers governance, controls, testing and the practical steps firms should take to prepare for April 2028.
- Guides
Part 1 of 2 Supervisory Flexibility Explained: What Firms Can Change Now and What Must Wait
Part 1 of Qomply’s FCA PS26/15 guide explains supervisory flexibility, what firms can change now and which transaction reporting changes must wait.
- Events
From Trade Execution to Reporting: Navigating Industry Trends and Regulatory Change
Join Qomply and Amundi in London on 6 October 2026 for an expert event on trade execution, transaction reporting, industry trends and regulatory change.
- Events
Qomply Hosts Investment Association: Impact of FCA's MiFID Reform
Join Qomply and The Investment Association on 3 November 2026 to explore the FCA’s final UK transaction reporting rules and prepare for implementation.
- News
Qomply Wins Best Regulatory Reporting Solution at FOW Asia 2026 Awards
Qomply wins Best Regulatory Reporting Solution at the FOW Asia 2026 Awards. Stuart Hartley discusses APAC reporting accuracy, reconciliation and oversight.
- News
Qomply Wins Best Transaction Reporting Solution at WatersTechnology IMD & IRD Awards 2026
Qomply wins Best Regulatory Reporting Solution/Initiative at the 2026 IMD & IRD Awards. Andee Schneider discusses US data quality and reconciliation.
- News
Qomply Wins at Hedge Fund Services Awards US 2026
Qomply wins Best RegTech Firm at the Hedge Fund Services Awards US 2026, recognised for its CFTC reporting, reconciliation and transaction reporting technology.
- Insights
FCA MDP Data: What the Regulator Sees and Why Firms Should Be Checking It
Learn why firms should review FCA MDP transaction reporting data and how converting XML extracts to CSV makes reconciliation and analysis easier.
- Videos
FCA & Bank of England Taskforce: Reshaping Transaction Reporting for the Future
Qomply joins the FCA and Bank of England taskforce shaping a simpler, harmonised future for UK transaction and post-trade reporting.
- News
A Front-Row Seat: From the Financial Crisis to the FCA, Nearly 20 Years On.
Qomply’s Michelle Zak joins the FCA and Bank of England Taskforce, bringing a technology perspective to the future of UK transaction reporting.
- Insights
PS26/15 Is Here: What Firms Should Really Take Away From the FCA’s Final MiFIR Transaction Reporting Reforms
Explore what FCA PS26/15 means for UK MiFIR transaction reporting, from reportability and data sourcing to implementation ahead of 3 April 2028.
- Videos
Qomply's Free MiFID Reportability Checker and Regulatory Reporting Tools
Explore Qomply’s free MiFID reportability checker and regulatory reporting tools for FIRDS, ISIN and UPI checks to improve reporting accuracy.
- Events
FCA and Qomply Breakfast Briefing : The FCA’s UK MiFID Reforms
Join Qomply and the FCA for a breakfast briefing on the latest MiFID reforms, supervisory flexibility and preparing for the new rules from April 2028.
- Insights
From Submission to Assurance: The Path to Proving Transaction Reporting Accuracy.
Learn how regulators across G20 regimes expect firms to reconcile transaction reports, identify reporting breaks and evidence accurate regulatory data.
- Insights
ESMA's "Report Once" Vision Moves Closer: What the Final Report Means for Transaction Reporting
ESMA’s Final Report sets out a Report Once framework across MiFIR, EMIR and SFTR. Explore the savings, timeline and actions firms should take.
- Videos
FCA & Bank of England Taskforce: Sustainable Direction for Transaction Reporting
Explore how the FCA and Bank of England Taskforce is considering simplification, harmonisation and AI to shape transaction reporting.
- News
In Conversation with Andee Schneider: Leading Qomply's Next Chapter in North America
Hear from Qomply's Managing Director, North America, Andee Schneider, on regulatory reporting, data quality and market change.
- News
Former Bank of America Managing Director Joins Qomply: Andee Schneider Appointed as Managing Director, North America
Former Bank of America Managing Director Andee Schneider joins Qomply to lead growth across North America, the Americas and APAC, strengthening client advisory and regulatory expertise.
- Videos
DualRec: G20 Transaction Reporting Reconciliation
Discover how DualRec automates G20 transaction reporting reconciliation, identifies breaks and supports faster, audit-ready remediation.
- News
Imperial's MBA Graduate Joins Qomply
Discover why Imperial College London MBA graduate Riya Shaha chose to join Qomply and how she is contributing to the future of regulatory technology.
- Insights
Beyond ESMA: (Part 2) What the Interim Report Means for Global Reporting
Learn how ESMA and FCA reforms are shaping global transaction reporting strategies through harmonisation, stronger data governance and resilience.
- News
University of Law Master's Graduate Joins Qomply
Meet Qomply's newest University of Law Master's graduate and discover how hands on experience is helping launch a career in RegTech.
- Insights
ESMA's Interim Report (Part 1): Why 'Report Once' Matters More Than Ever
Discover how ESMA's Report Once initiative could reduce transaction reporting complexity through greater harmonisation, interoperability and data quality.
- Insights
ESMA’s New MiFIR Data Quality Framework
Understand the impact of ESMA's New MiFIR Article 26 Data Quality Engagement Framework and what firms must do to improve reporting quality.
- Guides
MiFID Vs EMIR Refit Key Overlaps and Differences in UK Reporting
Download our UK guide comparing MiFID and EMIR Refit reporting: where overlap occurs, what differs, and how to reduce reconciliation issues.
- Events
QomplyAI Webinar | 2 July 2026 | Access QomplyAI in your AI Workflows
QomplyAI connects trusted regulatory intelligence with AI to support compliance and regulatory reporting workflows. Fast, accurate regulatory expertise.
- Insights
ASIC Demands Stronger Reporting Controls
ASIC REP 828 revealed 70 million erroneous CFD reports, highlighting failures in delegated reporting, reconciliation and reporting governance.
- Insights
HKMA Releases Updated Validation Rules in Response to Common Data Quality Issues
HKMA and HKTR have updated ISO 20022 validation rules to address data quality issues, strengthen UPI & OTC derivatives reporting from 21 November 2026.
- Insights
Common Data Issues: Why Excel Causes Issues with CSV Files in Regulatory Submissions
Learn how CSV formatting issues in Excel cause rejected regulatory submissions, reconciliation breaks and data validation failures, and how firms can fix this.
- Videos
Good Governance for Transaction Reporting
What does good governance look like for the Transaction Reporting regime? Former FCA regulator, Sophia Fulugunya explains what the regulator looks for.
- News
Introducing Qomply AI - Bringing Regulatory Intelligence into AI Workflows
A new way for firms to access trusted Qomply transaction reporting tools through ChatGPT, Claude and other AI Assistants and MCP-compatible AI clients.
- News
Qomply Wins at Hedge Fund Services Awards Europe 2026
Qomply wins Best Regulatory Reporting Solution at the Hedge Fund Services Awards Europe 2026, an awards programme organised by With Intelligence.
- News
Qomply and Amundi Technology Partner Supporting Global Transaction Reporting for ALTO Clients
Qomply has partnered with Amundi Technology to deliver a managed service for transaction reporting to clients of the ALTO platform.
- Insights
Why Technology is Redefining Transaction Reporting Reconciliations
Discover how modern technology is redefining transaction reporting reconciliations with real-time matching, anomaly detection and improved regulatory oversight.
- Guides
Top 5 MiFID II Transaction Reporting Errors (FCA Data 2018-2025)
Based on FCA data from 2018–2025, explore the most common MiFID transaction reporting error codes, root causes, and how to prevent data quality failures.
- News
Qomply Launches Post-Trade Solution in Response to Increased Regulator Attention
Ensure accurate post-trade reporting with Qomply’s QA solution. Validate APA data, meet MiFIR requirements, and reduce regulatory risk.
- News
Qomply’s Michelle Zak Featured in FOW to Discuss APAC Expansion and Rising Reporting Expectations
Qomply's Michelle Zak speaks to FOW on APAC's rising enforcement and why firms can no longer rely on "good enough" transaction reporting.
- Events
Qomply Hosts FCA Speaker in EMIR Refit Webinar: Supervisory Expectations & Practical Implementation
Join Qomply and FCA Technical Specialist Richard Kind on 19 March 2026 (1–2pm GMT) for an online EMIR Refit webinar covering governance, controls, remediation.
- Insights
Global Transaction Reporting Rewrites Are Forcing Industry Modernisation
Global transaction reporting rewrites across APAC, Europe and North America are driving standardisation, automation and demand for scalable reporting solutions.
- Insights
ASIC Transaction Reporting: The 30-Day Reconciliation Blind Spots
ASIC’s 30-day reconciliation rule under RG 251 is often missed, creating blind spots in reporting. Learn how to detect errors, open positions, and reduce risk.
- News
Qomply Expands to Hong Kong to Support APAC Firms Amidst Intense Regulatory Rewrites & “Fintech 2025” Push
Qomply opens a Hong Kong office to support APAC firms with transaction reporting assurance, validation and reconciliation amid major regulatory rewrites.
- News
Paid Operations Internship (3 to 6 Months) | Qomply London
Paid Operations Internship (3-6 mths) in London at Qomply (RegTech Managed Services). Aimed at Graduates in Law, Social Sciences, Political Science or Related.
- Insights
The UK MiFID Rewrite: FCA Predicts Savings. Industry Remains Skeptical
The FCA's CP25/32 UK MiFID rewrite promises 25% transaction reporting savings. Qomply poll shows firms are skeptical due to change, IT and interpretation costs.
- News
Qomply Wins Regulatory Reporting & Trade Reconciliation Awards at FOW International Awards 2026
Qomply wins Regulatory Reporting & Trade Reconciliation Solution of the Year at the FOW International Awards 2026 for its AI-powered transaction reporting.
- Insights
Common Regulatory Reporting Failures Across Regions
Across CFTC, FCA, ASIC, CSA, MAS and HKMA/HKTR, regulators repeatedly flag the same reporting failures: missing submissions, inaccurate data, late reporting.
- Events
FCA CP25/32: Improving the UK Transaction Reporting Regime
Join Qomply and BDO on Tuesday 10 February 2026 at 9.30am GMT for an expert-led webinar on FCA CP25/32 and reforms to the UK MiFIR transaction reporting.
- Insights
FCA MiFIR Fines Explained: Lessons From Recent Transaction Reporting Enforcement
Former FCA regulator Sophia Fulugunya explains FCA's recent MiFIR transaction reporting finesand practical lessons compliance teams must act on.
- News
Marketing Internship – FinTech SaaS (London)
Join Qomply, a London-based RegTech SaaS firm, for a paid Marketing Internship with the potential for a permanent role.
- Insights
Qomply Survey 2026: 90% Support FCA MiFID Reform (CP25/32)
Qomply's 2026 industry survey reveals that 90% of firms expect the FCA's proposed UK MiFID transaction reporting reforms (CP25/32) to reduce reporting costs.
- News
Paid Software Developer Internship
Apply for Qomply’s paid Software Developer Internship in London. Gain hands-on FinTech and RegTech experience using Python, data analysis, and modern.
- Insights
CFTC Dead Swap Relief Impact on Firms: Relieves Burden, Shifts Focus to Data Quality & Reconciliation
CFTC dead swap relief reduces historical corrections, but scrutiny is shifting to open swaps and recent data quality. Learn why reconciliation matters.
- Insights
Silent Errors in MiFID Transaction Reports: Why Reconciliation Matters
MiFID transaction report reconciliation guidance: how to detect silent errors, validate completeness and accuracy, and meet FCA expectations under MiFIR RTS 22.
- Insights
FCA CP25/32: Proposed Changes to UK MiFID Transaction Reporting
Summary of FCA CP25/32 proposals to reform UK MiFID transaction reporting: scope changes, reduced back-reporting, and simplified derivatives reporting.
- Events
FCA MiFID Breakfast Briefing (CP25/32)
In-person breakfast briefing with the FCA Markets Reporting Team on MiFID transaction reporting and the recent Consultation Paper (CP25/32).
- News
Qomply Wins Best Transaction Reporting Solution at RegTech Insights USA Awards 2025
Qomply wins Best Transaction Reporting Solution at the RegTech Insight USA Awards 2025, recognising its technology-led approach to data quality.
- Events
Transaction Reporting Governance: Building Robust Oversight Frameworks
This 30-minute webinar will explore how firms can design and maintain effective oversight structures that promote transparency, accountability, and compliance.
- Events
Transaction Reporting Forum: Qomply & BDO
During the event you will hear the latest regulatory insights, practical lessons and expert perspectives on the Markets in Financial Instruments Regulation.
- News
Qomply Wins Best AI Solution for Regulatory Reporting at AI in Capital Markets Awards 2025
Qomply is proud to announce that it has been named the winner of “Best AI Solution for Regulatory Reporting" at the AI in Capital Markets Awards 2025.
- Insights
Key Takeaways From FCA Market Watch 84: UK EMIR Refit One Year On
FCA Market Watch 84 is the first Market Watch dedicated to UK EMIR Refit. Key takeaways one year after go-live: governance, third-party oversight, breach.
- Insights
The Future of Trade & Transaction Reporting | Key Takeaways From the Panel Discussion
Key takeaways from Qomply, ISDA & IA panel on future of transaction reporting, covering data-driven regulation, divergence, RegTech, and enforcement trends.
- Insights
EMIR Refit: ESMA Data Quality Report - Key Messages and Findings
ESMA's EMIR Refit data quality report highlights persistent issues across outstanding trades, outstanding positions, missing valuations and outdated.
- Events
Qomply Hosts FCA EMIR Refit One Year on: a Look Back & a Look Forward
Hot on the heels of the FCA’s Market Watch 84 (30 September 2025), join us for a timely conversation with Alex Stirling from the FCA’s Post Trade Reporting.
- Insights
Governance Matters: FCA’s Latest Warning in Market Watch 83
FCA Market Watch 83 highlights governance weaknesses such as unclear accountability, ineffective systems and controls, insufficient training, weak escalation.
- Guides
MiFID II: Most Common Reporting Issues & How to Mitigate Them
Discover the most common MiFID II reporting issues and how to mitigate them, including data quality errors, time precision, and FIRDS validation challenges.
- Events
Lessons Learnt From Recent RTS 22 Fines: Infinox & Sigma
In this 30-minute webinar, former FCA regulator will unpack the key takeaways from FCA's recent fines and provide practical guidance to avoid similar pitfalls.
- Events
The Future of Trade & Transaction Reporting: Strategy, Divergence & the Role of Technology
On 25 September 2025, Qomply will bring together industry experts from notable trade bodies (IA, ISDA) to discuss the future of trade and transaction reporting.
- Videos
ASIC 101: What is ASIC Derivatives Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains ASIC Derivatives Transaction Reporting requirements and discusses the challenges firms face when complying.
- Guides
T+1 Trouble? A MiFID Checklist for US Firms Trading OTC Products in UK & Europe
A MiFID II checklist for US firms trading OTC products in the UK and Europe, covering T+1 reporting, scope, data requirements, and compliance risks.
- Insights
FCA Market Watch 82: Key Takeaways for MiFID Transaction Reporting
Key takeaways from FCA Market Watch 82: expectations for remedial timelines, back reporting of errors, and high-quality errors & omissions notifications.
- Insights
FCA Issues MiFIR Fine to Sigma Broking for £1.087m
The FCA fined Sigma Broking £1.1m for nearly one million inaccurate MiFIR transaction reports. Learn what went wrong and the key compliance lessons for firms.
- Insights
FCA Strategy 2025–2030: What “Being a Smarter Regulator” Really Means for Firms
The FCA Strategy 2025–2030 signals a shift to a more proactive, data-led regulator. Learn the key priorities and what firms must do to strengthen governance, controls and compliance frameworks
- Insights
FCA Strategy 2025–2030: the FCA's Balancing Act on Growth
Recently, the FCA released their Strategy 2025 – 2030 publication and this article explores its 'Supporting Growth' priority.
- News
Qomply Featured In FOW: Compliance Complexity in 2025
Qomply argues that buy-side firms face rising regulatory complexity in 2025, driving a shift toward tech-enabled compliance models and outsourcing.
- Events
MiFID II Reconciliation 101: What Does the Regulator Really Expect?
Ideal for those new to MiFID, this 30-minute webinar led by former FCA regulator explores why MiFID firms need to conduct periodic reconciliations.
- Success Stories
Global Hedge Fund Slashes Transaction Reporting Costs
Discover how a recognised Hedge Fund joined forces with Qomply to streamline its transaction reporting and reduce operational costs.
- Guides
MiFID II Transaction Reporting: Market Convention & Best Practice
A practical guide to MiFID II transaction reporting, covering market conventions, common data issues, and best practices to improve accuracy and compliance.
- News
Qomply Wins Most Innovative Regulatory Solution at IMD & IRD Awards 2025
Qomply wins Most Innovative Regulatory Solution at the IMD & IRD Awards 2025, recognising its AI-driven approach to improving transaction reporting accuracy.
- News
Former FCA Senior Associate Dan Fletcher Joins Qomply as Transaction Reporting Manager
Qomply appoints former FCA Senior Associate Dan Fletcher as Transaction Reporting Manager, strengthening its transaction reporting managed services across.
- Events
MiFID II Webinar: RTS 22: Key Challenges & the Impact of DP24/2
Join us to discuss the key areas of RTS 22 transaction reporting, where firms face difficulties, and the FCA’s recent discussion paper (DP24/2).
- News
Qomply Wins at A-Team Innovation Awards 2025
Qomply wins “Most Innovative Young Persons’ Education / Recruitment Programme? at The A-Team Innovation Awards 2025, recognising its internship programme.
- Success Stories
Large Investment Bank Significantly Improves Reporting Quality Whilst Reducing Costs
Learn how Qomply enabled an Investment Bank to reduce costs and deliver more accurate and reliable MiFID II and EMIR Refit Transaction Reporting.
- News
Qomply Wins Best Regulatory Reporting Solution at HFM European Services Awards 2025
Qomply wins Best Regulatory Reporting Solution at the HFM European Services Awards 2025, recognising its ReportAssure platform and reporting accuracy.
- Videos
MAS 101: What is MAS Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains the MAS Transaction Reporting requirements and discusses the challenges investment firms face when complying.
- Events
Deep Dive Into MiFID II: Following Market Conventions in the Absence of Prescribed Guidance
This 30-minute webinar will focus on the importance of adhering to market conventions when there is no specific guidance from the regulator.
- News
Industry Sales Veteran Steven Stewart Joins Qomply As Strategic Commercial Director
Qomply appoints sales veteran Steven Stewart as Strategic Commercial Director. Steven brings 25 years of international technology sales leadership.
- News
Imperial College Computing Master’s Graduate Joins Qomply
Majed Althonayan, an Imperial College London Computing Master’s graduate, shares why he joined Qomply’s Technical-Business Analysis Internship Programme.
- Insights
When AI Fails & Why Compliance Still Needs Human Expertise
The risks of relying on AI in regulatory compliance and why human expertise remains essential to ensure accuracy, accountability, and effective risk management.
- News
Imperial College London Graduate Joins Qomply Internship Programme
Max Wadsworth, an Imperial College London Master’s graduate in Digital Chemistry, joins Qomply’s Spring 2025 internship and shares how he’s applying Python, AI.
- Success Stories
Investment Firm Delegates Reporting Operations to Qomply's Managed Services
Discover how a newly established UK firm reduced its operational pipeline by delegating its transaction reporting operations to Qomply's Managed Services.
- Events
Deep Dive into MiFID II: The Role of Accurate Price and Quantity Tags
Join former FCA Regulator for an insightful 30-minute webinar exploring the critical role that accurate price and quantity tagging plays in transaction reporting.
- News
Qomply Wins Trade Reconciliation Solution of the Year at FOW International Awards 2025
Qomply wins Trade Reconciliation Solution of the Year at the FOW International Awards 2025. Co-founder Michelle Zak shares what the award means.
- Guides
MiFID II Transaction Reporting: Top 5 Error Codes (FCA Data 2018-2024)
Explore the top 5 MiFID II transaction reporting error codes (FCA data), including CON-412, with practical tips to reduce rejections and improve data quality.
- Guides
MiFID II Transaction Reporting Deep Dive: Aggregated Orders & INTC Convention
Learn how to report aggregated orders under MiFID II using the INTC convention, including data quality issues, FCA guidance, and best practices.
- Insights
FCA Issues First UK MiFIR (RTS 22) Fine for Transaction Reporting Failures
The FCA’s first MiFIR fine highlights the risks of poor transaction reporting, weak controls, and failure to self-report. Key lessons for compliance teams.
- Events
Deep Dive into MiFID II: Aggregated Orders & the INTC Convention
Join former FCA Regulator for an insightful webinar exploring the challenges MiFID investment firms face reporting Aggregated Orders and applying the INTC convention..
- Insights
EMIR Refit: Reporting Underlying Assets: Reference Entities vs Underlying Identifiers
Mis-population of the underlying identification fields versus the reference entity field is a common driver of TR rejects and reconciliation breaks.
- News
Qomply Partners with the Investment Association & BDO to Deliver EMIR Refit Training
Qomply has partnered with the IA and BDO to deliver CPD-accredited EMIR Refit training, helping firms improve transaction reporting knowledge and accuracy.
- Insights
Avoiding Common Pitfalls in Reporting OTC Transactions for SI-Traded Instruments
Avoid common MiFIR OTC transaction reporting pitfalls for SI-traded instruments. Learn how to improve FIRDS checks, validate ToTV underlying, and prevent.
- News
Imperial College London Physics Master’s Graduate Joins Qomply
Interview with Shuyu Jiao who joined Qomply’s Autumn 2024 internship after completing a Master’s in Physics at Imperial College London.
- Guides
Transaction Reporting Cheat Sheet
Free Transaction Reporting cheat sheet with guidance on ISIN reportability, UPI mapping, and resolving common MiFID II and RTS 22 reporting errors.
- Insights
MiFID II Compliance: Same Buyer and Seller Reporting Explained
Learn when the same buyer and seller can appear in MiFID transaction reports, including delegated discretionary mandates.
- News
Qomply Featured in AIMA Journal: How to Attract the Attention of the Regulator
Qomply Co-Founder Michelle Zak is featured in AIMA Journal explaining how regulators engage firms on MiFID transaction reporting quality, common response.
- Guides
Transaction Reporting Governance & Oversight Guide
Download our free guide to transaction reporting governance, covering key roles, oversight expectations, and core regulatory frameworks.
- Insights
ESMA MiFIR Review: Key Proposals & Dates
ESMA has issued its fourth MiFIR Review consultation package with a focus on amended RTS 22 transaction reporting.
- News
King’s College London Informatics Graduate Joins Qomply Internship
Ruoxuan Wang joined Qomply’s Autumn 2024 internship after a Master’s in Informatics at King’s College London, applying software and data skills in FinTech.
- News
Qomply Partners with AIMA for MiFID II Transaction Reporting Training For Hedge Funds
Qomply and AIMA launch MiFID II transaction reporting training for hedge funds and alternative investment managers, delivered by former FCA regulator Sophia.
- Events
Qomply Hosts FCA in MiFID Breakfast Briefing
Qomply’s event brings FCA Markets Reporting Manager for an industry discussion on data quality themes, upcoming policy reviews, product identifiers, and divergence.
- Videos
How to Avoid Late MiFID Transaction Reporting Submissions During Holiday Season
Former FCA regulator, Sophia Fulugunya reminds of us of the potential impact of annual leave on the timeliness of MiFID transaction reporting.
- Videos
Qomply: Transaction Reporting That's Right First Time
Report creation, QA and reconciliation - Qomply streamlines the transaction reporting pipeline so reports are accurate, timely and cost-effective.
- News
University of Birmingham's International Relations Graduate Joins Qomply Internship Programme
Jaeyda Dovie joined Qomply's Intern Programme while pursuing her Bachelor's in Politics and International Relations from the University of Birmingham.
- Guides
EMIR Refit Guide: Lessons Learned from EU Go Live
Learn key EMIR REFIT lessons from EU go-live, including common rejections, reporting errors, and best practices to improve data quality and compliance.
- Insights
Top EMIR Refit Rejections
Qomply shares the top rejections for EMIR Refit in the UK. Unsurprisingly, many of these rejections are associated with lifecycle events.
- News
Qomply Launches CFTC Reporting & Reconciliation Solutions in the US
Qomply has expanded into the United States with a dedicated CFTC transaction reporting reconciliation and data quality suite—designed to help swap dealers.
- Events
EMIR Refit UK Go Live Webinar: Lessons Learned from EU Launch
Join Michelle Zak from Qomply, Lavinia Ponniah from DTCC, and Alex McDonald from EVIA for an informative discussion.
- Insights
Insights: ESMA Announces Changes to MiFID Transaction Reporting
Last week, ESMA formally announced significant revisions to the MiFIR reporting framework that will impact MIFID investment firms.
- News
Masters Graduate in Statistics and Data Science Joins Qomply
Yiqing Li joins Qomply’s Intern Programme having recently graduated from University of Edinburgh with a Masters degree in Statistics.
- Videos
SFTR 101: What is SFTR Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains SFTR Reporting requirements and discusses the challenges firms face when complying with SFTR requirements.
- Videos
MiFID II Insights: Completing Errors & Omissions Notifications
In this video, former FCA regulator, Sophia Fulugunya shares when and how you should complete MiFID II Errors & Omissions notifications.
- Videos
CFTC Transaction Reporting 101: What is CFTC Transaction Reporting?
Former regulator, Sophia Fulugunya explains what CFTC Transaction Reporting is and discusses the challenges firms face with CFTC Reporting.
- Videos
Top 3 EMIR Refit Transaction Reporting Mistakes
In this video, former FCA regulator, Sophia Fulugunya describes the top three EMIR Refit transaction reporting errors firms make.
- Videos
What Does a Good MiFID II Transaction Reporting Reconciliation Look Like?
Hear from former FCA regulator, Sophia Fulugunya on what the regulators expect a good MiFID II/MiFIR Transaction Reporting Reconciliation to look like.
- Events
Qomply MiFID Workshop
This workshop discusses areas that are attracting regulatory attention, MiFID pain points, industry conventions and successfully manage a remediation project.
- Videos
What is MiFID II/MiFIR Post-Trade Reporting?
In this video, former FCA regulator, Sophia Fuluguyna explains what MiFID II Trade Reporting is and the challenges firms face when complying.
- Videos
MiFID II Insights: Is Your Transaction Reporting Valid but Wrong?
Former FCA regulator, Sophia Fulugunya explains that just because your transaction reports pass validation, that doesn't mean they are correct. Find out why.
- Videos
Top 5 MiFID II/MiFIR Transaction Reporting Errors
Hear from former FCA regulator, Sophia Fulugunya on the most common MiFID II/ MiFIR Transaction Reporting mistakes.
- News
Qomply Recognised with Equality, Diversity and Inclusion Awards
Co founders Michelle Zak and Stuart Hartley share their thoughts on Qomply's recent awards for Diversity and Inclusion and what this means for Qomply.
- Videos
What is MiFID II/MiFIR Transaction Reporting?
In this video, former FCA regulator, Sophia Fulugunya discusses the challenges firms face with MiFID II/MiFIR Transaction Reporting.
- Guides
The True Cost of MiFID Transaction Reporting: Corrections & Back Reporting
Explore the true cost of MiFID II transaction reporting, including corrections, back reporting, data quality issues, and regulatory risk.
- Videos
EMIR Refit 101: What is EMIR Refit Transaction Reporting?
Former regulator, Sophia Fulugunya explains what EMIR Refit Transaction Reporting is and discusses the challenges firms face with EMIR Refit Reporting.
- Events
Qomply and Kroll Host Breakfast Event
Kroll and Qomply will discuss common errors made by firms, remediation projects management and interaction with the FCA & Horizon scanning.
- Guides
MiFID II Reconciliation 101 Guide
Download Qomply’s MiFID II Reconciliation 101 guide covering RTS 22 requirements, best practices, governance, and remediation of reporting errors.
- Events
MiFID Industry Conventions & Regulator Expectations
This 30-minute webinar delves into industry conventions and expectations of the regulator when MiFID transaction reporting. Demonstrates the benefit of Qomply
- News
Qomply Featured in Asset Servicing Times: MiFID II Reconciliation Best Practices
Learn how to improve MiFID reconciliation processes, reduce risk and meet regulatory expectations in 2024 in this article from Qomply in Asset Servicing Times.
- Events
MiFID Reconciliation & Remediation 101
In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including governance for remediation.
- News
Interview with Sophia Fulugunya, Qomply's Director of Transaction Reporting
We caught up with Qomply's newly appointed Director of Transaction Reporting, Sophia Fulugunya to find out how her first few months in the role have been.
- News
Qomply's Sophia Fulugunya Discusses MiFID Compliance in Asset Servicing Times Cover Story
Sophia Fulugunya, Transaction Reporting Director at at Qomply, speaks to Asset Servicing Times about challenges with MiFID compliance and how Qomply can help.
- News
Qomply Scoops Two Awards in the Global Investor Group FOW International Awards 2023
Qomply wins Regulatory Reporting and Trade Reconciliation Solution of the Year at the 2023 FOW Awards, reinforcing its leadership in transaction reporting.
- News
King's College London Computational Finance Master’s Graduate Joins Qomply
Bo Xu joined Qomply’s Intern Programme having recently graduated from King's College London with a Master's degree in Computational Finance.
- Insights
MiFID II INTC Aggregated Client Account Reporting
INTC is the MiFID II convention for reporting aggregated client orders. Learn regulator expectations, common allocation mistakes, and validation controls to.
- Insights
MiFID II: Direct Transaction Reporting to the FCA FAQs
FAQs on reporting MiFID II transaction reports directly to the FCA (instead of using an ARM): eligibility under MiFIR Article 26(7), costs, controls.
- Insights
MiFID Back Reporting Remediation: ARM vs Direct Reporting Guide
Compare MiFID back-reporting remediation options, incl. ARM providers and direct reporting, to reduce costs, improve efficiency, and manage risk effectively.
- Insights
MiFID Transaction Reporting Governance: Traceability & Accountability
Good transaction reporting governance depends on accountability and traceability.
- News
Former FCA Regulator Sophia Fulugunya Joins Qomply as Transaction Reporting Director
Qomply, is delighted to announce the appointment of former FCA Regulator Sophia Fulugunya as Director of Transaction Reporting.
- Events
Qomply Hosts EMIR Refit Breakfast Roundtable
On 08 November 2023, Qomply will bring together industry experts from notable trade bodies to discuss the challenges faced by peers in being ready for EMIR.
- Events
Qomply Hosts MiFID Insights Breakfast Roundtable
Qomply is pleased to welcome Sophia Fulugunya, formerly a member of the UK Financial Conduct Authority (FCA) Markets Reporting Team (MRT) to Qomply.
- Events
Unlocking Success in MiFID Transaction Reporting: Best Practices and Implementation
In Qomply’s 30 minute webinar, we'll delve into transaction reporting best practices in more detail and demonstrate how Qomply ReportAssure can be effectively.
- Events
Qomply and Kroll Host Breakfast Roundtable
Qomply and Kroll host a roundtable on MiFIR transaction reporting to discuss common errors, remediation best practice, FCA engagement, and horizon scanning.
- News
Imperial College Business Management Master’s Graduate Joins Qomply
Staša Đorojević joined Qomply’s Intern Programme having recently graduated from Imperial College Business School with a master's degree in management.
- News
Qomply Discusses EMIR Refit Challenges and Rising Costs in Asset Servicing Times
Michelle Zak discusses how Qomply can help those tackling EMIR Refit, amid skyrocketing operational and regulatory costs in September's Asset Servicing Times.
- News
Master of Engineering Graduate from Imperial Joins Qomply
Jack McNish, a Master of Engineering graduate from Imperial College London, shares insights from Qomply’s Technology Internship Programme and why he joined.
- Events
Qomply Hosts MiFID Breakfast Roundtable
On 19 September 2023, Qomply will bring together industry experts to discuss MiFID transaction reporting and issues that continue to challenge firms.
- News
Qomply Named Best Regulatory Transaction Reporting Solution Provider 2023
Qomply named Best Regulatory Transaction Reporting Solution Provider 2023 by Wealth & Finance, recognising accuracy, efficiency and transparency at scale.
- Insights
MiFID Price & Quantity Notation: Prevent Market Watch 74 Silent Errors
Learn how incorrect price and quantity notation creates silent MiFID reporting errors under FCA MarketWatch 74, and how to improve data quality.
- News
Mathematics Graduate from Imperial Joins Qomply
Larry Wang, a Mathematics graduate from Imperial College London, shares his experience on Qomply’s Summer Technology Internship Programme and his coding.
- Insights
EMIR Refit: TONA Index Recognition - UK FCA Vs EU ESMA Validation Differences
Understand how TONA is treated under EMIR Refit in the UK vs EU. Learn key validation differences, impacted fields, and how to avoid reporting errors.
- Guides
EMIR Refit Guide: Conventions & Fields That Require a Closer Look
Learn EMIR REFIT reporting requirements, common rejections, and reconciliation best practices with Qomply’s practical compliance guide.
- News
Qomply Explains Why System Testing Is an Industry Must in June's Edition of Asset Servicing Times
Qomply's Stuart Hartley features in the June 2023 issue of Asset Servicing Times discussing why system testing is an industry must.
- News
Digital Culture Student from King's College London Joins Qomply
Anishka Parashar, a Digital Culture undergraduate at King’s College London, shares what she learned on Qomply’s Summer Intern Programme including SEO & socials.
- Insights
EMIR Refit Gotcha: Use MIC Codes for Third-Country Venues (Not XOFF)
Under EMIR Refit, OTC trades on third-country venues still require MIC codes, not XOFF. Learn the rule, avoid validation errors, and fix reporting logic.
- Insights
EMIR Refit Report Tracking Number: Timeliness & Best Practice
EMIR Refit RTNs (Report Tracking Numbers) are execution-level identifiers disseminated by venues. Learn RTN timeliness expectations, when
- Insights
EMIR Refit Reporting: FX Swaps Should Be Reported As One Transaction
FX swaps must be reported as a single trade under EMIR Refit, not split like MiFIR. Avoid data breaks, rejects, and reconciliation issues with correct logic.
- Insights
MiFID MDP XML to CSV File Converter
Free MiFID MDP XML to CSV converter. Turn regulator MDP XML output into spreadsheet-ready CSV in seconds to support review, QA and investigations.
- Insights
EMIR Refit Gotcha: Client Codes Should Not Contain Personal Data
Under EMIR Refit, client codes must be unique to the reporting counterparty and must not contain personal data.
- News
Machine Learning Graduate from Imperial Joins Qomply
He Li, a Machine Learning & Big Data Master’s graduate from Imperial College London, shares her experience on Qomply’s Technology Intern Programme and Python.
- Insights
EMIR Refit: Top 5 Challenges for Regulated Firms
EMIR Refit increases reporting scope, introduces new XML workflows and expands reconciliation requirements.
- Events
Qomply Hosts FCA in Breakfast Roundtable
Qomply hosts a roundtable event with FCA to discuss Insights into the Data Quality issues that still challenge firms 5-years from the launch of MiFID II.
- News
Qomply Discusses Disrupting the Market and Empowering Firms in Asset Servicing Times
Qomply discusses how they disrupting the industry by offering firms options in delivering a higher-quality, lower-cost MiFID reports directly to the regulator.
- Events
Qomply Hosts Breakfast Roundtable
Qomply’s roundtable event brings together Sophia Fulugunya, former FCA member and now with Bovill Regulatory Consultancy, and Michelle Zak, Co-Founder of Qomply.
- News
Qomply Wins a-Team Insight Innovation Award 2023 for Internship Programme
Qomply was recognised as Most Innovative Young Person’s Education Programme at the A-Team Insight Innovation Awards 2023, highlighting its hands-on internship.
- Insights
Five Reasons to Reconcile MiFID Transaction Reports
Five reasons to reconcile MiFID transaction reports: meet RTS 22 obligations, detect over- and under-reporting, improve controls, and prevent recurring data.
- News
Qomply Wins Best Trade Reporting Solution at Tradingtech Insight Europe Award 2023
Qomply’s ReportAssure platform won Best Trade Reporting Solution at the TradingTech Insight Europe Awards 2023, recognising its instant quality assurance.
- News
Introducing QomplyDirect: Send MiFID II Transaction Reports Direct to the FCA (No ARM Required)
QomplyDirect enables UK investment firms to send MiFID II transaction reports directly to the FCA - bypassing the ARM - while managing enrichment, validation.
- Insights
MiFID Client Static Data Mapping | Prevent Silent Errors in MiFID
Client static data mapping errors can create silent MiFID reporting issues, including incorrect LEIs, mismapped entities, and lapsed identifiers.
- Guides
MiFID II Guide: The Silent Errors in Your MiFID Transaction Reports
Discover hidden MIFID II transaction reporting issues in accepted reports, including duplicates, timing errors, and data quality challenges.
- Insights
MiFID Trading Time Precision: Milliseconds Vs Microseconds | Prevent Silent Errors in MiFID
MiFID transaction reporting guidance on trading time precision. Learn when to report in microseconds vs milliseconds vs seconds, and how incorrect granularity.
- Insights
MiFID Duplicate Trades: When Transaction IDs Create Silent Errors
Duplicate trades in MiFID reporting can occur even with unique transaction IDs. Learn the causes and how to detect and prevent these silent errors.
- Insights
MiFID Late Submissions | Prevent Silent Errors in MiFID
How MiFID transaction reports slip past T+1 deadlines on bank holidays and during staff leave.
- News
Qomply Regulatory Conference 2022 Roundup
Just two weeks since Qomply’s inaugural Regulatory Conference was hosted in the beautiful, grade-II listed One Moorgate Place, City of London, the home.
- News
Interview with Ceo of Evia
Regulator may have been "attempting to make the UK market fit into a wholesale cross border regime" says Alex McDonald, head of the Financial Trade Body EVIA.
- News
Cambridge Student Balances Qomply Internship with Competitive Swimming
Yann Divet, a University of Cambridge engineering student, shares his experience on Qomply’s Summer Intern Programme: Python at scale, Git version control, unit.
- News
Undergraduate Physicist at Imperial College London joins Qomply
Arunabh Bagchi, an undergraduate physicist at Imperial College London, shares his experience on Qomply’s 2022 Summer Internship Programme: Unit tests & Python.
- News
Qomply Analysis of the Breakdown of Systemic Risk Controls Featured in Asset Servicing Times
Michelle Zak, co-founder and managing director at Qomply, analyses the collapse of US firm Archegos Capital Management, and how its US$10 billion loss in 2021.
- Insights
MiFID Block Vs Fill Reporting: FCA Market Watch Expectations
A practical guide to MiFID block vs fill reporting. Align with FCA Market Watch expectations and ensure accurate transaction reporting decisions.
- Insights
MiFID TVTIC Data Quality: Structure and Validity (RTS 22 Field 3)
A practical guide to MiFID TVTIC Field 3. Improve structure validity, meet regulatory checks, and reduce transaction reporting errors.
- News
Qomply Wins Most Innovative Regulatory Solution at Waters Technology Awards 2022
Qomply was recognised as ‘Most Innovative Regulatory Solution? at the 2022 WatersTechnology Inside Market Data & Inside Reference Data (IMD/IRD) Awards.
- Insights
MiFID Internal Allocations (INTC) & Block Trades: Troubleshooting Guide
A practical guide to MiFID INTC reporting and block trades. Understand allocation rules, avoid common breaks, and improve reconciliation accuracy.
- Insights
MiFID Field 28: Trading Date/Time for Corporate Actions and Corporate Events
A practical guide to MiFID Field 28 reporting. Understand corporate event timing, ESMA expectations, and how to avoid common transaction reporting mistakes
- News
Qomply Announces Rebrand to Reflect Next Phase of Growth
Qomply's new brand identity with fresh new logo and colours symbolic of the level of forensic detail dedicated to transaction report accuracy.
- Insights
MiFID Country Fields (Fields 37, 8, 17, 58, 60): Avoid Common Reporting Pitfalls
A practical guide to MiFID country fields. Get Fields 37, 8, 17, 58 and 60 right with clear rules, examples, and common pitfalls explained.
- News
Qomply Founder Michelle Zak Awarded Startup Professional of the Year
The Qomply team is delighted to announce that our Managing Director and Co-founder, Michelle Zak has been awarded ‘Startup Professional of the Year?.
- Insights
MiFID XXXX Vs XOFF for OTC Trades: RTS 22 Trading Venue Guide
Step-by-step guide to populate the MiFID ‘Trading Venue’ field for OTC trades: when to use XOFF vs XXXX under RTS 22 (UK FCA vs EU NCA), with practical.
- News
Former Trinity Mirror Head of Marketing Joins Qomply
Charlotte is a recognised digital leader and business transformer, with extensive marketing experience across multiple industries.
- News
Third Financial Selects Qomply for Strategic MiFID Transaction Reporting Accuracy
Third Financial chooses Qomply to provide end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider.
- News
Qomply Named Compliance System of the Year in Global Investor Group Awards 2021
Qomply was named “Compliance System of the Year? at the Global Investor Group Investment Excellence Awards 2021, recognising its rules engine and automation.
- News
Former President of ICE Futures Europe David Peniket Joins Qomply Advisory Board
Qomply appoints David Peniket, former President of ICE Futures Europe, to its advisory board to strengthen leadership in regulatory reporting technology.
- News
Qomply Partners with Regis-TR As It Expands European Services
The Qomply and REGIS-TR connectivity partnership will help to strengthen product offerings as Qomply extends its reach into the European transaction reporting.
- News
Qomply Wins British Bank Awards 2021 for RegTech Partner of the Year
Qomply won a British Bank Award in 2021, recognising excellence in regulatory technology and its transaction reporting solutions that help investment firms.
- Insights
Resolving CON-412: Instrument Not Valid in FIRDS Reference Data
What does the MiFID CON-412 FIRDS error means, why it occurs when an ISIN is missing from reference data, and how firms can troubleshoot reportability.
- News
Qomply Wins Waters Technology Award 2021: Best Sell-Side Newcomer
Qomply won WatersTechnology’s “Best Sell-Side Newcomer" at the Sell-Side Technology Awards 2021, recognising its cloud-based MiFID transaction reporting suite.
- News
Peter Green Joins Qomply Advisory Committee
Qomply appoints Peter Green to its advisory committee, bringing over 30 years of financial markets experience to support strategic growth in transaction.
- News
Qomply and Bovill Announce Strategic Partnership to Deliver Comprehensive Regulatory Audits
Qomply and Bovill have announced a new partnership that will deliver a complete end-to-end transaction reporting service for financial institutions.
- Insights
Important Findings From FCA Market Watches 59, 62 and 65
Discover key findings from FCA Market Watch 59, 62 and 65, including common MiFID reporting failures in controls, data quality, and reconciliation.
- Insights
Key Takeaways from FCA Market Watch 65
Key findings from FCA Market Watch 65. Learn how firms misinterpret MiFID reportability, misuse FIRDS data, and where controls commonly fail.
- Insights
The Importance of Reconciling and Auditing Transactions
Learn why MiFID II transaction report reconciliation and auditing matter, how FCA scrutiny exposes reporting gaps, and what firms must do to stay compliant.
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