MiFID Post-Trade Quality Assurance
Proactively validate the accuracy, timeliness, and compliance of your MiFIR post-trade reporting through automated checks that reduce risk and improve reporting integrity.
Post-Trade Quality Assurance & Diagnostic
The requirement to publish a Post-Trade Transparency report is a well-defined aspect of MiFIR.
The obligation to ensure the accuracy of the published trade data sits with the investment firm even where they have delegated the reporting to a third party. It is not sufficient to completely rely on a third party to monitor the accuracy of your data and the firm itself is expected to take proactive steps to ensure that it is meeting its obligations under MiFIR.
Qomply's Post-Trade solution instantly checks the accuracy and quality of post-trade reporting giving you Peace of Mind that your reporting obligations are being fulfilled.
Overview
Flags non-reportable transactions that appear in file.
Flags reports sent after the deadline.
Frequently asked questions
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It is the process of validating that post-trade transparency reports are accurate, timely, and compliant with MiFIR obligations, even when reporting is delegated to third parties.
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The solution flags non-reportable transactions, late submissions, incorrect use of waivers or deferrals, and trades that were rejected but not resubmitted.
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Investment firms remain responsible for the accuracy of their published trade data and must proactively ensure compliance rather than relying solely on third parties.
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By automating validation checks across reporting data, it helps identify errors early, improve operational efficiency, and ensure regulatory obligations are consistently met.