Events

Qomply and Kroll Host Breakfast Event

Name: Qomply and Kroll Host Breakfast Event
Start: 2024-03-06T08:30:00.000+00:00
End: 2024-03-06T10:30:00.000+00:00
Location: The News Building

This event has passed

Event Details

Date:	Wednesday, 6th March 2024
Time:	8:30am – 10:30am GMT
Venue:	The News Building

Topics

With the recent increase in regulatory activity around transaction reporting, Kroll and Qomply's Breakfast Briefing will discuss:

Common errors made by firms across the industry
Managing remediation projects and interaction with the FCA
Horizon scanning: possible future changes

Agenda

8.30am to 9.00am - Registration and Breakfast
9.00am to 10.00am - Panel discussion
10.00am to 10.30am - Networking

Places are extremely limited, and we request that you only reserve a space if you are certain you are able to intend.

Venue

The News Building

3 London Bridge St.

London

SE1 9SG

United Kingdom

Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.

Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II

Event Hosts

Sophia Fulugunya
Director Transaction Reporting
Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.
Judy Leung
Snr VP, Financial Services Compliance and Regulation, Kroll
Judy has over 20 years of Compliance experience covering Front Office Compliance Advisory, Compliance Monitoring and Operational Regulatory Compliance.

During her time with Kroll, Judy has worked with a number of firms including asset managers, broker dealers and investment banks and exchanges to design, build, review and enhance compliance processes, workflow controls, procedures and documentation mainly in the Markets and Regulatory Reporting space.