Who should attend the Qomply and Investment Association webinar?

The webinar is designed for compliance, regulatory reporting, operations and technology professionals responsible for UK transaction reporting and preparing for the FCA’s new reporting framework.

What will I learn from the FCA transaction reporting webinar?

You will learn about the FCA’s new transaction reporting framework, the key regulatory changes, the implementation roadmap and the practical steps firms should consider as they prepare for the new regime.

What is changing under the FCA’s new transaction reporting framework?

The FCA’s final rules introduce significant changes to the scope, content and operation of UK transaction reporting, including reducing reporting fields from 65 to 52, removing certain EU-only instruments and FX derivatives from scope, and reducing the default back-reporting period from five years to three years.

When will the FCA’s new transaction reporting framework take effect?

The new regime will come into force on in 2028. The FCA has advised affected firms to begin planning, including reviewing reporting logic and preparing for changes to reporting scope, data fields, schemas and validation rules.

Events

Qomply Hosts Investment Association: Impact of FCA's MiFID Reform

Event Details

Date:	Wednesday, 11th November 2026
Time:	1:00pm – 2:00pm GMT
Venue:	Online

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Untitled Design (4)

Join Qomply and The Investment Association (IA) for an exclusive webinar exploring the new UK transaction reporting framework. Gain insights into the regulatory changes, understand their impact on firms and learn how to prepare for the transition to the new reporting regime.

Hear from Jermaine Nooks, Investment Operations Policy Lead at the Investment Association, the trade body for the UK's investment management industry, alongside Sophia Fulugunya, Director of Transaction Reporting at Qomply and former FCA regulator.

In this webinar, you'll:

Gain an understanding of the FCA's new transaction reporting framework.
Discover what has changed and what it means for your firm.
Understand the implementation roadmap and key regulatory milestones.
Learn how to prepare your reporting processes, systems and controls.
Explore the operational challenges firms should be planning for now.
Hear directly from industry experts and take part in a live Q&A.

This webinar is ideal for compliance professionals, regulatory reporting teams, operations specialists and firms preparing for the UK's evolving transaction reporting requirements.

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

Qomply can help firms transition to the new version of MiFID (MAR 14), either through self-service technology to test and validate the accuracy of their new reports, or through our Managed Services, which handles the operational reporting process end-to-end, allowing firms to focus on their core business.

Request a tailored demo

United KingdomMiFIR/MiFID II/MiFID III

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Frequently asked questions

The webinar is designed for compliance, regulatory reporting, operations and technology professionals responsible for UK transaction reporting and preparing for the FCA’s new reporting framework.
You will learn about the FCA’s new transaction reporting framework, the key regulatory changes, the implementation roadmap and the practical steps firms should consider as they prepare for the new regime.
The FCA’s final rules introduce significant changes to the scope, content and operation of UK transaction reporting, including reducing reporting fields from 65 to 52, removing certain EU-only instruments and FX derivatives from scope, and reducing the default back-reporting period from five years to three years.
The new regime will come into force on in 2028. The FCA has advised affected firms to begin planning, including reviewing reporting logic and preparing for changes to reporting scope, data fields, schemas and validation rules.

Event Hosts

Jermaine Nooks
Investment Operations Policy Lead, Investment Association
Jermaine Nooks is the Investment Operations Policy Lead at the Investment Association. He is responsible for leading the IA’s work on post-trade operations, with a particular focus on trade and transaction reporting. His role includes coordinating the Investment Operations Committee and engaging with members, regulators, and wider industry stakeholders to support operational policy development and best practice.

Jermaine has over 14 years of experience in investment operations and regulatory policy. Prior to joining the IA, he held a role at EdenTree Investment Management, where he worked across a range of operational and regulatory initiatives.
Sophia Fulugunya
Director of Transaction Reporting
Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 100 investment firms globally.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.